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News & Events

From time to time, Hillsdale is in the news. Our partners often speak at conferences or other events, and our accomplishments are covered in the financial media.

The 6th Annual Summit on Implementing Registration Reform

Speaker: Ian Pember, B. Comm, C.A., Vice-President, Administration and Compliance, Partner, Hillsdale Investment Management Inc.

Date: Thursday, September 17, 2009, 8:30 a.m. – 10:00 a.m.

Location: InterContinental Toronto Centre, 225 Front St. W., Toronto ON, M5V 2X3

Summary: Implications of the Rule for Exempt Market Dealers: the Best Practices You Need to Know to be Compliant

NI 31-103 will now outline specific requirements for EMDs. This session will provide essential details on how EMDs must comply with the new rule, including strategies for:

• How to meet the proficiency requirements
• Managing the transition period
• What the regulators want to see

Visit Strategy Institute for more information.